Phillip J. Barkett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip John Barkett, who also goes by Phillip John Barkett, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2003. Phillip had worked at 8 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2008 - February 13, 2012
ENTRUST GLOBAL PARTNERS LLC
October 8, 2008 - February 13, 2012
ENTRUST GLOBAL PARTNERS OFFSHORE LP
August 12, 2008 - February 13, 2012
ENTRUST GLOBAL SECURITIES LLC
September 8, 2006 - October 3, 2006
S.W. BACH & COMPANY
June 21, 2004 - September 7, 2004
NASDAQ EXECUTION SERVICES, LLC
April 13, 2004 - June 7, 2004
SECOND STREET SECURITIES, INC.
November 24, 2003 - March 12, 2004
SCOTTSDALE CAPITAL ADVISORS CORP
September 18, 2003 - November 21, 2003
HAMPTON SECURITIES (USA), INC.
Primary Firm SEC Registration
ENTRUST GLOBAL PARTNERS LLC
CRD#: 107940 / SEC#: 801-56043
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/6/2004
Limited Representative-Equity Trader ExamCurrent Firm
ENTRUST GLOBAL PARTNERS LLC
CRD#: 107940 / SEC#: 801-56043
Contact information
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 11,027,431,165 |
Red Flags
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