Deborah D. Draeger
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Deborah Diane Draeger, who also goes by Deborah Draeger, was a registered financial professional .
Deborah is a previously registered financial professional and started their career in finance in 2003. Deborah had worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 27, 2009 - January 2, 2020
SAGE ADVISORY SERVICES LTD CO
September 6, 2007 - October 12, 2007
CITIGROUP GLOBAL MARKETS INC.
July 11, 2005 - October 12, 2007
CITIGROUP GLOBAL MARKETS INC.
May 23, 2003 - August 27, 2003
FOX & COMPANY INVESTMENTS INC.
Primary Firm SEC Registration
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAGE ADVISORY SERVICES LTD CO
CRD#: 106236 / SEC#: 801-52937
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,206 |
| AUM (Assets Under Management) | $ 24,975,056,606 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
