Edward R. Whitehurst
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Randolph Whitehurst was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1969. Edward had worked at 6 firms and has passed the Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 27, 1998 - April 17, 2001
FIRST WILSHIRE SECURITIES, INC.
October 23, 1992 - November 26, 1997
TRIQUEST FINANCIAL, INC.
January 24, 1989 - October 16, 1991
GBS FINANCIAL CORP.
January 7, 1981 - January 7, 1987
LPL FINANCIAL LLC
October 13, 1980 - March 4, 1981
E. F. HUTTON & COMPANY INC
June 4, 1969 - October 13, 1980
SAGE FINANCIAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/26/1969
Registered Representative ExaminationCurrent Firm
FIRST WILSHIRE SECURITIES, INC.
CRD#: 6609 / SEC#: , 8-17742
Contact information
Disclosures
| Regulatory Event | 15 |
| Civil Event | 2 |
Red Flags
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