Kathleen A. Hentges
APPLIED ADVISOR
SAN FRANCISCO, CA
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CRD#: 4655202
Professional summary
Kathleen Ann Hentges CFP, CFP®, who also goes by Kathleen Ann Hentges, is a registered financial advisor currently at APPLIED ADVISOR located in San Francisco, California.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Kathleen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kathleen Ann Hentges
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
C.T.E.C. Registered Tax Preparer. This tax preparation business is one of the services provided by Applied Advisor and is operated under Ms. Hentges current employer. It is not a separate business other than for regulatory purposes. Applied Advisor is an Registered Investment Advisor, but the tax preparation aspect of the business is not investment related. Applied Advisor is located at 3984 18th Street, San Francisco, CA 94114. The mailing address is 584 Castro Street, PMB 178, San Francisco, CA 94114. Ms. Hentges is the principal and managing member of Applied Advisor and provides all tax preparation and financial planning services to clients. Ms. Hentges began tax preparation services on 1/2003. The number of hours spent on tax preparation are approximately 320 per year, but most of these hours are in the first quarter of the year. From January to April the approximate number of hours spent on tax preparation is 60, from May to December the approximate number of hours is 10. How many of the hours spent during trading hours is not tracked since this is not relevant to Applied Advisor's business. An estimate is 30 hours per month January through April and 5 May through December. The duties of Ms. Hentges include meeting with clients, gathering tax data, preparing and signing tax returns and filing tax returns.
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Ann Hentges CFP's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
June 5, 2003 - Present
APPLIED ADVISOR
RIA
CRD#: 126725
SAN FRANCISCO, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/5/2003)
Current Firm
AA
APPLIED ADVISOR
APPLIED ADVISOR | APPLIED ADVISOR NETWORK, LLC | APPLIED ADVISOR LLC
CRD#: 126725 / SEC#:
California
Registered Investment Advisory firm - (6/5/2003 Approved)New Jersey
Registered Investment Advisory firm - (11/29/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
San Francisco, CA
Mailing Address
584 Castro Street Pmb 178, San Francisco, CA 94114
Phone number
(415) 325-2042
Established
Firm type
Fiscal year end
# of Employees
1
Red Flags
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