Brian J. Gigl

RIVERWATER PARTNERS LLC

Milwaukee, WI 53202

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CRD#: 4655158

Professional summary

Brian J Gigl, CFP® is a registered financial advisor currently at RIVERWATER PARTNERS LLC located in Milwaukee, Wisconsin.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Brian has worked at 5 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian J Gigl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2013

Experience

Current

May 1, 2024 - Present

RIVERWATER PARTNERS LLC

Office #1: 1433 N. Water Street Suite 303, Milwaukee, WI 53202

RIA

CRD#: 283540

Milwaukee, WI

Past

November 10, 2016 - April 16, 2024

JOHNSON WEALTH INC.

RIA

CRD#: 125557

MILWAUKEE, WI

Past

November 16, 2005 - July 18, 2012

M&I FINANCIAL ADVISORS, INC

CRD#: 16517

BROOKFIELD, WI

Past

October 20, 2004 - September 21, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 5, 2003 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RIVERWATER PARTNERS LLC

RIVERWATER BLUE | RIVERWATER PARTNERS, LLC | RIVERWATER PARTNERS LLC

CRD#: 283540 / SEC#: 801-117635

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (11/25/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Wisconsin
(5/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/8/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/1/2003

Investment Company Products/Variable Contracts Representative Examination

Current Firm

RIVERWATER PARTNERS LLC

RIVERWATER BLUE | RIVERWATER PARTNERS, LLC | RIVERWATER PARTNERS LLC

CRD#: 283540 / SEC#: 801-117635

RIA

Registered Investment Advisory firm - (11/14/2019 Approved)

Wisconsin

Registered Investment Advisory firm - (11/25/2019 Terminated)

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Contact information

Main Address

1433 N. Water Street Suite 303, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 858-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RIVERWATER PART 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	190
AUM (Assets Under Management)	$ 600,209,973

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/20/2026	Cover Page	Report
10/11/2024	Cover Page	Report
06/02/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Gigl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian J Gigl's CRS (Customer Relationship Summary).

Certified licenses

Experience

RIVERWATER PARTNERS LLC

JOHNSON WEALTH INC.

M&I FINANCIAL ADVISORS, INC

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

RIVERWATER PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/8/2003

Series 6

Date: 5/1/2003

Current Firm

RIVERWATER PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RIVERWATER PARTNERS LLC

TRUST BUT VERIFY

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