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JS

Jennifer L. Szeklinski

ROSSBY FINANCIAL
New Berlin, WI 53151
Some features on this profile are disabled
CRD#: 4655145
JS

Professional summary

Jennifer Lynn Szeklinski, who also goes by Jennifer L Koch, Jennifer Lynn Koch, is a registered financial advisor currently at ROSSBY FINANCIAL, LLC located in New Berlin, Wisconsin.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Jennifer has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jennifer L Koch | Jennifer Lynn Koch

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RED OAKS ADVISORS, INVESTMENT RELATED, 15710 W NATIONAL AVENUE, NEW BERLIN, WI, 10/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11 HRS/MONTH 2) RED OAK ADVISORS, 15710 W NATIONAL AVENUE, NEW BERLIN, WI, DBA NAME FOR ADVISORY SERVICES OFFERED UNDER ROSSBY FINANCIAL, LLC, INVESTMENT ADVISOR REPRESENTATIVE, RED OAK ADVISORS AND ROSSBY FINANCIAL ARE UNAFFILIATED FIRMS. 3) CAROL HEIGHTS APARTMENTS, LLC, NEW BERLIN, WI, PERSONAL INVESTMENT, PASSIVE INVESTOR

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lynn Szeklinski's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 27, 2023 - Present

ROSSBY FINANCIAL, LLC

Office #1: 15730 W. National Avenue, New Berlin, WI 53151
RIA
CRD#: 324631
New Berlin, WI
Past

October 23, 2015 - November 3, 2023

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
New Berlin, WI
Past

October 23, 2015 - November 3, 2023

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
New Berlin, WI
Past

June 26, 2012 - October 23, 2015

SII INVESTMENTS, INC.

RIA
CRD#: 2225
NEW BERLIN, WI
Past

November 22, 2010 - October 23, 2015

SII INVESTMENTS, INC.

BD
CRD#: 2225
NEW BERLIN, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS

CRD#: 324631 / SEC#: 801-127370

RIA
Registered Investment Advisory firm - (2/24/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(11/27/2023)
IAR
Wisconsin
(10/27/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 12/7/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 12/2/2011
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/21/2010
General Securities Representative Examination

Current Firm

RF
ROSSBY FINANCIAL, LLC
EVIE FINANCIAL | TRUCESS | TOLER FINANCIAL GROUP | THE ALAN R JOYCE COMPANY LLC | ROSSBY WEALTH, LLC | ROSSBY FINANCIAL, LLC | REYMAR WEALTH MANAGEMENT | RED OAK ADVISORS | RANDOLPH MARTIN RETIREMENT GROUP | OLEADA FINANCIAL | MARSICO WEALTH MANAGEMENT, LLC | LIFE STRATEGIES FINANCIAL PARTNERS

CRD#: 324631 / SEC#: 801-127370

RIA
Registered Investment Advisory firm - (2/24/2023 Approved)
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Contact information

Main Address
2412 Irwin Street, Melbourne, FL 32901
Mailing Address
Phone number
(321) 209-0111
Established
Firm type
Fiscal year end
# of Employees
4

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ROSSBY WRAP BROCHURE 2025 (3/4/2025)
ROSSBY ADV PART 2A BROCHURE (3/4/2025)

Regulatory assets under management

Total Number of Accounts804
AUM (Assets Under Management)$ 358,627,117

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ROSSBY FINANCIAL, LLC

CRD#: 324631New Berlin, WI 53151

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