Coleman E. Cook
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Coleman Eric Cook, CFP® was a registered financial professional .
Coleman is a previously registered financial professional and started their career in finance in 2003. Coleman had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2008
Experience
October 4, 2019 - October 10, 2022
J K R & COMPANY, INC.
July 24, 2019 - October 10, 2022
J K R & COMPANY, INC.
September 15, 2006 - October 23, 2017
GIRARD SECURITIES, INC.
September 15, 2006 - October 23, 2017
GIRARD SECURITIES, INC.
June 7, 2005 - September 27, 2006
INVESTORS CAPITAL CORP.
June 7, 2005 - September 27, 2006
INVESTORS CAPITAL CORP.
May 26, 2003 - June 9, 2005
WADDELL & REED
May 26, 2003 - June 9, 2005
WADDELL & REED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J K R & COMPANY, INC.
CRD#: 8040 / SEC#: , 8-24191
Contact information
FINRA licenses (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 213 |
| AUM (Assets Under Management) | $ 113,298,848 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
