Kenneth J. Whitehead
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Joseph Whitehead, who also goes by Noe Whitehead, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1969. Kenneth had worked at 8 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 5, 1991 - March 26, 1992
JIM BECHERER & CO.
October 14, 1988 - December 31, 1990
FIRST GATEWAY SECURITIES INC.
April 15, 1988 - December 13, 1988
JIM BECHERER & CO.
April 25, 1986 - March 9, 1988
VALUE EQUITIES CORPORATION
October 8, 1985 - March 5, 1986
O. R. SECURITIES, INC.
June 3, 1981 - June 30, 1983
CORNERSTONE FINANCIAL SERVICES, INC.
January 25, 1974 - October 8, 1985
WZW FINANCIAL SERVICES, INC.
August 18, 1972 - July 2, 1975
JOHNSON RESEARCH & CAPITAL INCORPORATED
May 15, 1969 - August 27, 1972
I.M. SIMON & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/19/1956
Registered Representative ExaminationSeries 40
Date: 12/26/1968
Registered Principal ExaminationCurrent Firm
JIM BECHERER & CO.
CRD#: 6043 / SEC#: , 8-20660
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
