Teresa A Coleman, CFP | Financial Professional | Petaluma, California

Professional summary

Teresa A Coleman, CFP®, who also goes by Teresa Ann Coleman, Teresa Ann Rangel, is a registered financial advisor currently at CREEKSIDE PARTNERS located in Petaluma, California.

Teresa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Teresa has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teresa Ann Coleman | Teresa Ann Rangel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa A Coleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2009

Experience

Current

January 5, 2015 - Present

CREEKSIDE PARTNERS

Office #1: 775 Baywood Drive Suite 306, Petaluma, CA 94954

RIA

CRD#: 125401

Petaluma, CA

Past

May 3, 2007 - December 19, 2014

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SAN FRANCISCO, CA

Past

May 3, 2007 - December 19, 2014

CHARLES SCHWAB & CO., INC.

BD

CRD#: 5393

SAN FRANCISCO, CA

Past

August 17, 2004 - February 5, 2007

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

BOSTON, MA

Past

August 5, 2004 - February 5, 2007

FIDELITY BROKERAGE SERVICES LLC

BD

CRD#: 7784

BOSTON, MA

Past

May 24, 2004 - July 15, 2004

LPL FINANCIAL LLC

BD

CRD#: 6413

FORT MILL, SC

Past

June 12, 2003 - May 26, 2004

WS GRIFFITH SECURITIES, INC.

BD

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CP

CREEKSIDE PARTNERS

CRD#: 125401 / SEC#: 801-68879

RIA

Registered Investment Advisory firm - (2/20/2008 Approved)

California

Registered Investment Advisory firm - (2/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/5/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 8/13/2003

Uniform Combined State Law Examination

General Industry/Product Exam

RR

SIE

Date: 12/19/2014

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 7

Date: 6/10/2003

General Securities Representative Examination

Current Firm

CP

CREEKSIDE PARTNERS

CRD#: 125401 / SEC#: 801-68879

RIA

Registered Investment Advisory firm - (2/20/2008 Approved)

California

Registered Investment Advisory firm - (2/21/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

775 Baywood Drive Suite 306, Petaluma, CA 94954

Mailing Address

Phone number

(707) 769-7820

Established

Firm type

Fiscal year end

# of Employees

2

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CREEKSIDE PARTNERS FORM ADV PART 2A BROCHURE - MARCH 2025 (3/12/2025)

Regulatory assets under management

Total Number of Accounts	788
AUM (Assets Under Management)	$ 505,276,940

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Teresa A. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teresa A Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

LPL FINANCIAL LLC

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

CREEKSIDE PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/13/2003

SIE

Date: 12/19/2014

Series 7

Date: 6/10/2003

Current Firm

CREEKSIDE PARTNERS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CREEKSIDE PARTNERS

TRUST BUT VERIFY

Similar Advisors