Nick P. Christos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nick Peter Christos was a registered financial professional .
Nick is a previously registered financial professional and started their career in finance in 1958. Nick had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 1986 - July 29, 1987
FIRST FLORIDA SECURITIES GROUP, INC.
June 10, 1985 - January 14, 1986
FIRST HERITAGE CORPORATION
June 6, 1974 - June 10, 1985
FIRST FLORIDA SECURITIES, INC.
July 3, 1958 - October 1, 1975
CONSOLIDATED SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 4/18/1955
Registered Representative ExaminationCurrent Firm
FIRST FLORIDA SECURITIES GROUP, INC.
CRD#: 14320 / SEC#: , 8-30522
Contact information
Documents
Red Flags
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