Kyle T. Smith

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CRD#: 4654446

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kyle Thomas Smith, CFP® was a registered financial professional .

Kyle is a previously registered financial professional and started their career in finance in 2003. Kyle had worked at 11 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Past

May 23, 2021 - August 5, 2022

LEAFHOUSE FINANCIAL ADVISORS, LLC

RIA

CRD#: 149694

AUSTIN, TX

Past

September 18, 2019 - February 17, 2021

VENTURI PRIVATE WEALTH

RIA

CRD#: 169576

AUSTIN, TX

Past

February 20, 2018 - August 14, 2019

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

February 20, 2018 - August 14, 2019

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

Past

September 29, 2006 - December 21, 2017

BLACKROCK INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 108928

NEW YORK, NY

Past

September 29, 2006 - December 21, 2017

BLACKROCK INVESTMENTS, LLC

CRD#: 38642

NEW YORK, NY

Past

December 19, 2005 - September 29, 2006

MERRILL LYNCH INVESTMENT MANAGERS LP

RIA

CRD#: 105068

HOUSTON, TX

Past

December 9, 2005 - September 29, 2006

FAM DISTRIBUTORS, INC.

CRD#: 4100

NEW YORK, NY

Past

June 7, 2004 - October 6, 2005

FROST BROKERAGE SERVICES, INC.

CRD#: 17465

SAN ANTONIO, TX

Past

August 21, 2003 - October 28, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

AUSTIN, TX

Past

July 24, 2003 - October 28, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 24, 2003 - October 28, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEAFHOUSE FINANCIAL ADVISORS, LLC

LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC

CRD#: 149694 / SEC#: 801-78809

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

Texas

Registered Investment Advisory firm - (12/20/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/20/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/22/2003

General Securities Representative Examination

Current Firm

LEAFHOUSE FINANCIAL ADVISORS, LLC

LEAFHOUSE CAPITAL ADVISORS, LLC | LEAFHOUSE FINANCIAL ADVISORS, LLC

CRD#: 149694 / SEC#: 801-78809

RIA

Registered Investment Advisory firm - (11/18/2013 Approved)

Texas

Registered Investment Advisory firm - (12/20/2013 Terminated)

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Contact information

Main Address

6300 Bridgepoint Parkway Building 1, Suite 300, Austin, TX 78730

Mailing Address

Phone number

(512) 879-1505

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (48 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

LEAFHOUSE - ADV 2A (7/7/2025)

Regulatory assets under management

Total Number of Accounts	3,859
AUM (Assets Under Management)	$ 20,715,751,858

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kyle T. Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

VENTURI PRIVATE WEALTH

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

BLACKROCK INVESTMENT MANAGEMENT, LLC

BLACKROCK INVESTMENTS, LLC

MERRILL LYNCH INVESTMENT MANAGERS LP

FAM DISTRIBUTORS, INC.

FROST BROKERAGE SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

LEAFHOUSE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/20/2003

SIE

Date: 10/1/2018

Series 7

Date: 7/22/2003

Current Firm

LEAFHOUSE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (48 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LEAFHOUSE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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