Russell T. Hendricksen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Russell Tellef Hendricksen, CFP®, who also goes by Russ Hendricksen, was a registered financial professional .
Russell is a previously registered financial professional and started their career in finance in 2003. Russell had worked at 6 firms and has passed the Series 65, Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2015 - August 1, 2022
VANGUARD ADVISERS, INC.
November 20, 2015 - August 1, 2022
VANGUARD MARKETING CORPORATION
September 29, 2006 - October 15, 2015
USAA FINANCIAL PLANNING SERVICES
June 30, 2006 - October 15, 2015
USAA FINANCIAL ADVISORS, INC.
June 27, 2003 - June 23, 2006
IDS LIFE INSURANCE COMPANY
June 27, 2003 - June 23, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
