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HH

Hector Jesus Hernandez

CRD# 4654126·Registered 2004 - 2022
Barred: Hector Jesus Hernandez was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Hector Jesus Hernandez, who also goes by Hector J Hernandez, was a registered financial advisor. Hector was a previously registered financial professional and started their career in finance 2004 - 2022. Hector had worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hector J Hernandez

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

PEAK BROKERAGE SERVICES, LLC·CRD# 157045
BD
San Antonio, TX
December 22, 2021 - April 8, 2022
MONEY CONCEPTS CAPITAL CORP·CRD# 12963
BD
Shavano Park, TX
July 18, 2012 - December 17, 2021
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
San Antonio, TX
October 9, 2008 - July 6, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
San Antonio, TX
January 12, 2004 - August 5, 2008

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Current Firm

PB
PEAK BROKERAGE SERVICES, LLC

PBSFL INSURANCE SERVICES, LLC | PEAK BROKERAGE SERVICES, LLC

CRD#: 157045 / SEC#: 8-68829
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)

Contact Information

Main Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Mailing Address

1070 East Indiantown Road Suite 208 - 210, Jupiter, FL 33477-9999

Phone Number

(561) 641-5050

Established

Georgia since 02/16/2011

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (51 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PEAK REPS, LLCOWNER—
COKER, KARENCHIEF RISK OFFICER2731928
MUELLER, CHRISTOPHER BRIANCHIEF OPERATIONS OFFICER2098597
PELUSO, JOHN GABRIEL JR.EXECUTIVE VICE PRESIDENT1902776
REYNOLDS, MATTHEW MARKPRESIDENT /CFO / FINOP4077413
RUDNICK, REGINA MARYCO-PRESIDENT / HEAD OF ADVISOR SERVICES2373530
TAYLOR, CHRISTIAN GABRIELCHIEF COMPLIANCE OFFICER5462381

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Apr 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 2004About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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