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BE

Ben Emons

HIGHLINE WEALTH PARTNERS
Sherman Oaks, CA 91403
Some features on this profile are disabled
CRD#: 4653997
BE

Professional summary

Ben Emons is a registered financial advisor currently at HIGHLINE WEALTH PARTNERS located in Sherman Oaks, California and HIGHLINE ASSET MANAGEMENT, LLC located in Sherman Oaks, California.

Ben is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Ben has worked at 12 firms and has passed the Series 65, Series 63, Series 66, Series 6TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ben Emons's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 4, 2025 - Present

HIGHLINE WEALTH PARTNERS

Office #1: 15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403
RIA
CRD#: 284712
Sherman Oaks, CA
Current

November 11, 2025 - Present

HIGHLINE ASSET MANAGEMENT, LLC

Office #1: 15260 Ventura Boulevard, Suite 855, Sherman Oaks, CA 91403
RIA
CRD#: 332483
SHERMAN OAKS, CA
Past

May 20, 2025 - September 9, 2025

FARTHER

RIA
CRD#: 302050
Pasadena, CA
Past

April 10, 2025 - July 22, 2025

CETERA INVESTMENT ADVISERS LLC

RIA
CRD#: 105644
West Covina, CA
Past

February 10, 2025 - July 22, 2025

CETERA WEALTH SERVICES, LLC

BD
CRD#: 13572
West Covina, CA
Past

January 5, 2023 - June 3, 2024

NEW EDGE WEALTH

RIA
CRD#: 307771
STAMFORD, CT
Past

April 6, 2018 - November 28, 2018

INTELLECTUS PARTNERS, LLC

RIA
CRD#: 173140
SAN FRANCISCO, CA
Past

March 31, 2006 - September 14, 2006

INDYMAC SECURITIES CORPORATION

BD
CRD#: 138206
PASADENA, CA
Past

August 17, 2005 - May 15, 2006

PFIC SECURITIES CORPORATION

BD
CRD#: 34941
PASADENA, CA
Past

April 14, 2005 - August 17, 2005

FISERV INVESTOR SERVICES, INC.

BD
CRD#: 34637
HOUSTON, TX
Past

August 23, 2004 - January 3, 2005

PMB SECURITIES CORP.

BD
CRD#: 118642
NEWPORT BEACH, CA
Past

November 14, 2003 - August 24, 2004

ADVISORS ASSET MANAGEMENT, INC.

BD
CRD#: 46727
MONUMENT, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
HW
HIGHLINE WEALTH PARTNERS
CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA
Registered Investment Advisory firm - (9/6/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/4/2025)
IAR
District of Columbia
(9/24/2025)
IAR
New York
(9/4/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 4/9/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/7/2025
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/11/2004
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 2/10/2025
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 12/31/2024
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/13/2003
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/22/2005
General Securities Principal Examination

Current Firm

HW
HIGHLINE WEALTH PARTNERS
CHARLESWORTH & RUGG, INC. | HIGHLINE WEALTH PARTNERS, LLC | HIGHLINE WEALTH PARTNERS

CRD#: 284712 / SEC#: 801-108350

RIA
Registered Investment Advisory firm - (9/6/2016 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
15260 Ventura Blvd., Suite 855, Sherman Oaks, CA 91403
Mailing Address
Phone number
(818) 340-0157
Established
Firm type
Fiscal year end
# of Employees
17

SEC notice filing (6 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

2026 02 26 HIGHLINE WEALTH PARTNERS FORM ADV PART 2 DISCLOSURE BROCHURE (2/26/2026)

Regulatory assets under management

Total Number of Accounts939
AUM (Assets Under Management)$ 907,881,998

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

HIGHLINE WEALTH PARTNERS

CRD#: 284712Sherman Oaks, CA 91403

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