Britt A. Woods
Professional summary
Britt Alan Woods, who also goes by Britt Alan Woods, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in San Antonio, Texas.
Britt is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Britt has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Britt Alan Woods's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Britt Alan Woods's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 112 East Pecan Street, San Antonio, TX 78205February 13, 2026 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 112 East Pecan Street, San Antonio, TX 78205March 24, 2025 - February 5, 2026
LEVEL FOUR ADVISORY SERVICES
March 24, 2025 - February 5, 2026
LEVEL FOUR FINANCIAL, LLC
January 12, 2021 - March 18, 2025
LPL FINANCIAL LLC
January 8, 2021 - March 18, 2025
LPL FINANCIAL LLC
July 21, 2020 - January 4, 2021
INTEGRITY ALLIANCE, LLC.
July 20, 2020 - January 4, 2021
INTEGRITY ALLIANCE, LLC.
June 7, 2017 - April 21, 2020
CETERA INVESTMENT ADVISERS LLC
April 26, 2017 - April 21, 2020
CETERA INVESTMENT SERVICES LLC
May 11, 2010 - April 21, 2017
FIFTH THIRD SECURITIES, INC.
May 11, 2010 - April 21, 2017
FIFTH THIRD SECURITIES, INC.
July 6, 2009 - April 15, 2010
THE HUNTINGTON INVESTMENT COMPANY
July 6, 2009 - April 15, 2010
THE HUNTINGTON INVESTMENT COMPANY
September 5, 2007 - June 23, 2009
NATCITY INVESTMENTS, INC.
November 20, 2003 - June 23, 2009
NATCITY INVESTMENTS, INC.
August 5, 2003 - November 24, 2003
PFS INVESTMENTS INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2026)
(2/13/2026)
Exams
FINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/08/2026 | ||
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
