Kelli A. Keough
Professional summary
Kelli A. Keough, who also goes by Kelli A Keough, Kelli Allen Keough Phd, Kelli Allen Keough, Kelli S Keough, Kelli Sue Keough, Kelli A Keough Phd, Kelli Keough, is a registered financial professional currently at SOFI SECURITIES LLC located in New York, New York.
Kelli is registered as a RR (Registered Representative) and started their career in finance in 2004. Kelli has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kelli A. Keough's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 8, 2023 - Present
SOFI SECURITIES LLC
Office #1: 860 Washington Street 2nd Floor, New York, NY 10014January 4, 2016 - March 1, 2023
J.P. MORGAN SECURITIES LLC
November 13, 2012 - November 10, 2015
OPTIONSXPRESS, INC.
August 5, 2005 - November 10, 2015
CHARLES SCHWAB & CO., INC.
May 19, 2004 - December 7, 2007
CYBERTRADER, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/8/2023)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SOFI SECURITIES LLC
CRD#: 151717 / SEC#: , 8-68389
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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