Karla J. Davis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karla Jean Davis, who also goes by Karla Jean Chitty, Karla Jean Teixeira, was a registered financial professional .
Karla is a previously registered financial professional and started their career in finance in 2003. Karla had worked at 5 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2017 - December 15, 2017
ASCENDANT ALTERNATIVE STRATEGIES, LLC
January 21, 2016 - March 29, 2017
AXIOM CAPITAL MANAGEMENT, INC.
October 12, 2012 - July 22, 2013
ENVESTNET PMC
November 11, 2008 - May 11, 2012
PRIMA CAPITAL MANAGEMENT, INC.
September 17, 2003 - February 20, 2007
KEYBANC CAPITAL MARKETS INC.
June 18, 2003 - March 19, 2007
KEYBANC CAPITAL MARKETS INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASCENDANT ALTERNATIVE STRATEGIES, LLC
CRD#: 283881 / SEC#: , 8-69769
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
