Randolphe P. Swenson
Professional summary
Randolphe Pierson Swenson JR., who also goes by Randy Swenson, is a registered financial professional currently at GVC CAPITAL LLC located in Greenwood Village, Colorado.
Randolphe is registered as a RR (Registered Representative) and started their career in finance in 2003. Randolphe has worked at 1 firm and has passed the Series 79TO, SIE and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Randolphe Pierson Swenson JR.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
April 21, 2010 - Present
GVC CAPITAL LLC
Office #1: 5350 So. Roslyn St. Suite 300, Greenwood Village, CO 80111April 24, 2003 - December 3, 2008
GVC CAPITAL LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/21/2010)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 62
Date: 4/22/2003
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
GVC CAPITAL LLC
CRD#: 38923 / SEC#: , 8-48465
Contact information
FINRA licenses (41 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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