Robert P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Patrick White was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1971. Robert had worked at 14 firms and has passed the Series 65, Series 63, SIE, PC, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2016 - February 6, 2017
BREAN CAPITAL, LLC
July 12, 2013 - October 23, 2014
MAXIM GROUP LLC
January 12, 2004 - November 5, 2012
THINKEQUITY LLC
January 29, 2001 - January 30, 2004
CREDIT SUISSE SECURITIES (USA) LLC
February 25, 1999 - December 20, 1999
VOLPE BROWN WHELAN & COMPANY, LLC
October 1, 1997 - January 20, 1999
BANC OF AMERICA SECURITIES LLC
November 15, 1986 - October 1, 1997
MONTGOMERY SECURITIES
July 22, 1986 - November 5, 1986
BALDWIN CAPITAL PARTNERS, A CALIFORNIA LIMITED PARTNERSHIP
March 24, 1983 - October 1, 1997
MONTGOMERY SECURITIES
February 27, 1980 - April 11, 1983
MORGAN STANLEY & CO. LLC
April 5, 1978 - February 27, 1980
MORGAN STANLEY & CO., INCORPORATED
November 16, 1977 - May 30, 1978
MOSELEY, HALLGARTEN & ESTABROOK INC
May 23, 1973 - December 7, 1977
WOOD, STRUTHERS & WINTHROP INC
March 1, 1972 - June 4, 1973
F S SMITHERS & CO INC
April 12, 1971 - March 17, 1972
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 4/7/1978
AMEX Put and Call ExamSeries 1
Date: 4/8/1971
Registered Representative ExaminationCurrent Firm
BREAN CAPITAL, LLC
CRD#: 23723 / SEC#: , 8-40742
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMUR HOLDINGS, LLC | HOLDING COMPANY | |
| HUNT FS HOLDINGS III, LLC | HOLDING COMPANY | |
| ALLURED LLC | HOLDING COMPANY | |
| LIZINATOR LLC | HOLDING COMPANY | |
| BREAN CAPITAL HOLDINGS, LLC | HOLDING COMPANY | |
| CORWEN, STEPHEN MILLER | HEAD OF MBS/ABS SALES | 2943061 |
| FINE, ROBERT MICHAEL | CHIEF EXECUTIVE OFFICER | 1450313 |
| GUZMAN, JEFFREY M | CHIEF COMPLIANCE OFFICER | 3095123 |
| LAMARSH, JONATHAN ANDREW | PRINCIPAL OPERATIONS OFFICER | 5436335 |
| MACKLIN, JOHN TIMOTHY | PRINCIPAL OPERATIONS OFFICER | 1446800 |
| SARABELLA, ARNOLD | CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER | 1717059 |
| TIRSCHWELL, ROBERT MOYSE | EXECUTIVE MANAGING DIRECTOR | 2230453 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
