PD
Patrick J. Dwyer
ABN AMRO SECURITIES (USA) LLC
New Brunswick, NJ 08901
Some features on this profile are disabled
CRD#: 4653391
PD
Professional summary
Patrick Joseph Dwyer, who also goes by Patrick Dwyer, is a registered financial professional currently at ABN AMRO SECURITIES (USA) LLC located in New Brunswick, New Jersey.
Patrick is registered as a RR (Registered Representative) and started their career in finance in 2003. Patrick has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Patrick Dwyer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Patrick Joseph Dwyer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 9, 2010 - Present
ABN AMRO SECURITIES (USA) LLC
Office #1: 303 George Street Suite 3, New Brunswick, NJ 08901BD
CRD#: 151796
New Brunswick, NJ
Past
December 2, 2003 - June 2, 2009
FORTIS SECURITIES LLC
BD
CRD#: 103714
NEW YORK, NY
Past
April 25, 2003 - May 6, 2003
PORTIGON SECURITIES INC.
BD
CRD#: 10050
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/5/2010)
RR
Alaska(5/5/2010)
RR
Arizona(4/15/2010)
RR
Arkansas(4/29/2010)
RR
California(4/15/2010)
RR
Colorado(5/3/2010)
RR
Connecticut(4/15/2010)
RR
Delaware(4/15/2010)
RR
District of Columbia(4/15/2010)
RR
Florida(8/6/2010)
RR
Georgia(4/23/2010)
RR
Hawaii(5/27/2010)
RR
Idaho(4/14/2010)
RR
Illinois(4/14/2010)
RR
Indiana(4/15/2010)
RR
Iowa(5/6/2010)
RR
Kansas(4/14/2010)
RR
Kentucky(5/13/2010)
RR
Louisiana(4/14/2010)
RR
Maine(4/16/2010)
RR
Maryland(5/11/2010)
RR
Massachusetts(4/12/2010)
RR
Michigan(4/26/2010)
RR
Minnesota(4/15/2010)
RR
Mississippi(5/5/2010)
RR
Missouri(4/15/2010)
RR
Montana(4/22/2010)
RR
Nebraska(4/28/2010)
RR
Nevada(4/29/2010)
RR
New Hampshire(4/20/2010)
RR
New Jersey(4/22/2010)
RR
New Mexico(4/22/2010)
RR
New York(4/14/2010)
RR
North Carolina(5/5/2010)
RR
North Dakota(4/29/2010)
RR
Ohio(4/19/2010)
RR
Oklahoma(4/20/2010)
RR
Oregon(4/28/2010)
RR
Pennsylvania(4/21/2010)
RR
Puerto Rico(4/14/2010)
RR
Rhode Island(5/11/2010)
RR
South Carolina(4/15/2010)
RR
South Dakota(4/15/2010)
RR
Texas(4/13/2010)
RR
Utah(4/12/2010)
RR
Vermont(4/19/2010)
RR
Virgin Islands(5/3/2010)
RR
Virginia(4/14/2010)
RR
Washington(4/14/2010)
RR
West Virginia(4/22/2010)
RR
Wisconsin(4/14/2010)
RR
Wyoming(4/19/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AA
ABN AMRO SECURITIES (USA) LLC
ABN AMRO SECURITIES (USA) LLC | MEESPIERSON SECURITIES LLC
CRD#: 151796 / SEC#: , 8-68398
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Mailing Address
303 George Street 3rd Floor, New Brunswick, NJ 08901
Phone number
(917) 284-6700
Established
Delaware since 01/28/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ABN AMRO SECURITIES (USA) LLC
CRD#: 151796New Brunswick, NJ 08901TRUST BUT VERIFY
Monitor Patrick Dwyer
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
