Wade C. Thompson
Professional summary
Wade C. Thompson is a registered financial professional currently at NORTHWEST INVESTMENT ADVISORS, INC. located in Spokane, Washington.
Wade is registered as a RR (Registered Representative) and started their career in finance in 2003. Wade has worked at 2 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wade C. Thompson's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 2, 2019 - Present
NORTHWEST INVESTMENT ADVISORS, INC.
Office #1: 9 S Washington St Ste 210, Spokane, WA 99201Office #2: 9 S Washington St Ste 210, Spokane, WA 99201August 11, 2003 - November 6, 2003
FORESTERS EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/2/2019)
(12/2/2019)
Exams
Series 6TO
Date: 12/2/2019
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737 / SEC#: , 8-65282
Contact information
FINRA licenses (13 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GRUBB, SEAN MICHAEL | PRESIDENT/SECRETARY/CCO/CFO | 4110305 |
Regulatory assets under management
| Total Number of Accounts | 95 |
| AUM (Assets Under Management) | $ 35,259,644 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
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Company Information
NORTHWEST INVESTMENT ADVISORS, INC.
CRD#: 109737Spokane, WA 99201TRUST BUT VERIFY
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