Martha A. Mccoy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martha Alice Ran Mccoy, who also goes by Martha Alice Ran Mccoy Ms, was a registered financial professional .
Martha is a previously registered financial professional and started their career in finance in 2003. Martha had worked at 3 firms and has passed the Series 65, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2009 - April 15, 2019
PUTNAM INVESTMENT MANAGEMENT, LLC
April 28, 2009 - April 15, 2019
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
November 14, 2008 - April 13, 2009
PUTNAM INVESTMENT MANAGEMENT, LLC
May 7, 2008 - April 13, 2009
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
April 8, 2003 - August 26, 2004
NATIXIS ADVISORS, LLC
Primary Firm SEC Registration
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PUTNAM INVESTMENT MANAGEMENT, LLC
CRD#: 106629 / SEC#: 801-7974
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 16,432 |
| AUM (Assets Under Management) | $ 117,238,832,053 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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