SE
Shawn C. Everett
REGAL INVESTMENT ADVISORS LLC
Estero, FL 33928
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CRD#: 4653270
SE
Professional summary
Shawn Christian Everett, who also goes by Shawn C Everett, is a registered financial advisor currently at REGAL INVESTMENT ADVISORS LLC located in Estero, Florida and REGULUS FINANCIAL GROUP, LLC located in Estero, Florida.
Shawn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Shawn has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Shawn C Everett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Wealth Managers, LLC - Investment Related: Yes - Address: 23190 Fashion Drive, Suite P203, Estero, FL 33928 - Nature of Business: Registered Rep Activities through Regulus Financial Group, LLC using a DBA name; Investment Advisory Activities through Regal Investment Advisors, LLC using a DBA name; Insurance - Title or Relationship: Insurance Agent/Registered Representative/Investment Advisor Representative - Start Date: 12/1/2023 - Hours per month: 160 - Hours per month during trading hours: 130 - Duties: Provide financial and insurance services. Business Name: Wealth Managers of Florida, LLC - Investment Related: Yes - Address: 23190 Fashion Drive, Suite P203, Estero, FL 33928 - Nature of Business: LLC in Florida for tax purposes - Title or Relationship: Owner - Start Date: 1/1/2014 - Hours per month: 160 - Hours per month during trading hours: 160 - Duties: LLC in Florida for tax purposes. Business Name: Coast and Mingle Picnic Co - Investment Related: No - Address: 17426 Newberry Ln, Estero, FL 33928 - Nature of Business: Picnic Company - Title or Relationship: Owner/Partner - Start Date: 12/1/2020 - Hours per month: 3 - Hours per month during trading hours: 3 - Duties: Assisting setup and removal.
CRS (Client Relationship Summary) - RIA
Click below to view Shawn Christian Everett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 8, 2023 - Present
REGAL INVESTMENT ADVISORS LLC
Office #1: 23190 Fashion Drive Suite P203, Estero, FL 33928Office #2: 37 Broadway, North Haven, CT 06473RIA
CRD#: 125004
Estero, FL
Current
December 8, 2023 - Present
REGULUS FINANCIAL GROUP, LLC
Office #1: 23190 Fashion Drive Suite P203, Estero, FL 33928Office #2: 37 Broadway, North Haven, CT 06473BD
CRD#: 150631
Estero, FL
Past
May 12, 2023 - December 12, 2023
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
ESTERO, FL
Past
August 4, 2014 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
ESTERO, FL
Past
August 1, 2014 - December 12, 2023
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
ESTERO, FL
Past
July 14, 2008 - August 8, 2014
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
ESTERO, FL
Past
June 13, 2008 - August 8, 2014
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
ESTERO, FL
Past
January 2, 2004 - July 11, 2008
EVERETT FINANCIAL GROUP
RIA
CRD#: 111306
NORTH HAVEN, CT
Past
June 12, 2003 - April 11, 2008
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
NORTH HAVEN, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(12/8/2023)
RR
Arizona(12/8/2023)
RR
California(12/8/2023)
RR
Connecticut(12/8/2023)
IAR
Connecticut(12/8/2023)
RR
Florida(12/8/2023)
IAR
Florida(1/3/2024)
RR
Georgia(12/8/2023)
RR
Hawaii(12/11/2023)
RR
Indiana(10/1/2024)
RR
Maine(12/8/2023)
RR
Maryland(12/8/2023)
RR
Massachusetts(2/5/2024)
RR
Michigan(12/8/2023)
RR
Minnesota(12/12/2023)
RR
New Jersey(12/8/2023)
RR
New York(12/8/2023)
RR
North Carolina(12/8/2023)
RR
Ohio(12/8/2023)
RR
Oregon(12/8/2023)
RR
Pennsylvania(12/8/2023)
RR
South Carolina(12/8/2023)
RR
Texas(12/8/2023)
IAR
Texas(12/8/2023)
RR
Virginia(12/8/2023)
RR
Wisconsin(12/8/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RI
REGAL INVESTMENT ADVISORS LLC
DURAND CAPITAL PARTNERS, LLC | REGAL INVESTMENT ADVISORS LLC | REGAL FINANCIAL GROUP LLC | REGAL FINANCIAL GROUP | REGAL FINANCIAL ADVISORS | REGAL FAMILY OFFICE | REGAL CHARITABLE, LLC | LIONSHARE
CRD#: 125004 / SEC#: 801-71923
RIA
Registered Investment Advisory firm - (10/19/2010 Approved)Alaska
Registered Investment Advisory firm - (10/21/2010 Terminated)Florida
Registered Investment Advisory firm - (10/21/2010 Terminated)Indiana
Registered Investment Advisory firm - (10/21/2010 Terminated)Michigan
Registered Investment Advisory firm - (11/1/2010 Terminated)Minnesota
Registered Investment Advisory firm - (10/22/2010 Terminated)Nebraska
Registered Investment Advisory firm - (10/21/2010 Terminated)North Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)Ohio
Registered Investment Advisory firm - (10/21/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (10/22/2010 Terminated)South Carolina
Registered Investment Advisory firm - (10/21/2010 Terminated)South Dakota
Registered Investment Advisory firm - (10/21/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (10/21/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2687 44th Street Se, Kentwood, MI 49512
Mailing Address
Phone number
(616) 224-2204
Established
Firm type
Fiscal year end
# of Employees
118
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,303 |
| AUM (Assets Under Management) | $ 2,447,941,075 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/06/2023 | ||
| 12/06/2023 | ||
| 12/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
