John Mitchell West Iii
CFP®Professional Summary
John Mitchell West III, CFP® is a registered financial advisor currently at SPRAKER WEST WEALTH MANAGEMENT, INC located in Winter Park, Florida. John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 4 firms and has passed the Series 7 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Financial Planning
- Retirement Planning
- Investment Management
- Estate & Legacy Planning
Biography
As an Advisor of the firm, John’s primary focus is to partner with clients through hands on financial planning, risk profile assessment, and portfolio management. With the Investment Committee, he helps design and implement financial planning and portfolio investment strategies that meet each client’s individual needs. John has over 10 years years experience in the industry. Prior to joining the firm he was a Financial Analyst and Portfolio Manager for a hedge fund and has...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
23 years in the financial services industry
Current & Past Employments
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Current Firm
SPRAKER WEALTH MANAGEMENT INC | SPRAKER WEST WEALTH MANAGEMENT, INC
Contact Information
Main Address
334 W. Morse Blvd., Winter Park, FL 32789Phone Number
(407) 478-7899# of Employees
6SEC notice filing (4 States and Territories)
Registered to provide investment advisory services in 4 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
474AUM (Assets Under Management)
$265,323,432Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
SPRAKER WEALTH MANAGEMENT INC | SPRAKER WEST WEALTH MANAGEMENT, INC
State Registrations and Notice Filings
(5/13/2014)
(3/20/2014)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view John Mitchell West III's CRS (Customer Relationship Summary).
Services Offered by John
- Tax Planning
- Financial Planning
- Retirement Planning
- Investment Management
- Estate & Legacy Planning
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