Ralph P. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ralph Patrick White was a registered financial professional .
Ralph is a previously registered financial professional and started their career in finance in 1969. Ralph had worked at 6 firms and has passed the Series 63, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2017 - April 28, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 31, 2001 - September 24, 2014
PLANMEMBER SECURITIES CORPORATION
September 9, 1998 - September 24, 2014
PLANMEMBER SECURITIES CORPORATION
February 10, 1987 - December 7, 1989
SENTRA SECURITIES CORPORATION
May 9, 1972 - August 22, 1986
TOWER SQUARE SECURITIES, INC.
December 1, 1971 - June 15, 1972
INDEPENDENT FINANCIAL PLANNERS CORPORATION
May 8, 1969 - November 14, 1971
M. H. DECKARD & CO., INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/3/1969
Registered Representative ExaminationCurrent Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
