Peter S. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Silman White, who also goes by Pete White, was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1971. Peter had worked at 7 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2016 - April 22, 2017
KESTRA ADVISORY SERVICES, LLC
January 14, 2002 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
October 2, 1997 - April 22, 2017
KESTRA INVESTMENT SERVICES, LLC
February 28, 1990 - October 1, 1997
WALNUT STREET SECURITIES, INC.
January 4, 1988 - March 1, 1990
GUARDIAN INVESTOR SERVICES LLC
February 5, 1987 - September 11, 1987
ROBERT W. BAIRD & CO. INCORPORATED
January 3, 1982 - October 15, 1987
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
July 5, 1973 - December 31, 1989
G. R. PHELPS & CO., INC.
August 4, 1971 - July 11, 1973
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/14/1971
Registered Representative ExaminationCurrent Firm
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330 / SEC#: 801-56126
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
