Jerrold N. Dorfman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerrold Ned Dorfman was a registered financial professional .
Jerrold is a previously registered financial professional and started their career in finance in 2003. Jerrold had worked at 4 firms and has passed the Series 24 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2017 - February 6, 2019
SYMMETRY PARTNERS
July 24, 2017 - January 2, 2022
APELLA WEALTH
January 19, 2015 - July 20, 2017
CONVERGENCE WEALTH ADVISORS, LLC
June 26, 2003 - February 6, 2015
LGC&D WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
SYMMETRY PARTNERS
CRD#: 120982 / SEC#: 801-61342
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 13,224 |
| AUM (Assets Under Management) | $ 5,718,728,103 |
Red Flags
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