Matthew R. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Ralph White was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1971. Matthew had worked at 8 firms and has passed the Series 63, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 7, 1986 - November 24, 1990
WASATCH STOCK TRADING, INC.
July 26, 1983 - March 11, 1985
MATTHEW R. WHITE INVESTMENT COMPANY INCORPORATED
August 29, 1979 - December 15, 1981
JOHNSON-BOWLES COMPANY INC
March 30, 1979 - March 25, 1980
POTTER INVESTMENT CO.
January 8, 1974 - April 19, 1979
WILSON-DAVIS & CO., INC.
August 15, 1972 - February 14, 1974
PARKER-JACKSON & CO., INC.
September 20, 1971 - September 16, 1972
KESKO AND COMPANY
May 11, 1971 - October 13, 1971
FIRST FIDELITY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 5/7/1971
Registered Representative ExaminationCurrent Firm
WASATCH STOCK TRADING, INC.
CRD#: 16735 / SEC#: , 8-34451
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
