Richard N. Zeithammel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Nicholas Zeithammel was a registered financial advisor .
Richard is a previously registered financial advisor and started their career in finance in 2003. Richard had worked at 5 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2008 - May 1, 2015
ZERINI EQUITIES INC.
April 26, 2005 - January 3, 2008
CHICAGO INVESTMENT GROUP, LLC
June 7, 2004 - May 27, 2005
NEW YORK GLOBAL SECURITIES, INC.
March 17, 2004 - May 20, 2004
BANC ONE SECURITIES CORPORATION
July 23, 2003 - May 20, 2004
BANC ONE SECURITIES CORPORATION
June 23, 2003 - June 26, 2003
CUTTER & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
ZERINI EQUITIES INC.
CRD#: 145485 / SEC#:
Contact information
Red Flags
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