Guilherme P. Das Neves
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Guilherme Pereira Das Neves was a registered financial professional .
Guilherme is a previously registered financial professional and started their career in finance in 2003. Guilherme had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 8, 2010 - January 19, 2012
STANCHART SECURITIES INTERNATIONAL, INC.
May 17, 2006 - November 10, 2008
UBS INTERNATIONAL INC.
November 2, 2005 - March 20, 2006
SAFRA SECURITIES LLC
August 22, 2003 - January 26, 2004
DEUTSCHE BANK SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANCHART SECURITIES INTERNATIONAL, INC.
CRD#: 145126 / SEC#: , 8-67709
Contact information
Documents
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
