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Bradley A. Malm

IRON HORSE FINANCIAL SERVICES
Mcpherson, KS
Some features on this profile are disabled
CRD#: 4652210
BM

Professional summary

Bradley Alan Malm is a registered financial advisor currently at IRON HORSE FINANCIAL SERVICES LLC located in Mcpherson, Kansas.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Bradley has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Alan Malm's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 2, 2026 - Present

IRON HORSE FINANCIAL SERVICES LLC

RIA
CRD#: 327802
Mcpherson, KS
Past

April 29, 2003 - October 6, 2005

USALLIANZ SECURITIES, INC.

BD
CRD#: 40875
MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kansas
(4/2/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2026
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/8/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6
Date: 4/28/2003
Investment Company Products/Variable Contracts Representative Examination

Current Firm

IH
IRON HORSE FINANCIAL SERVICES LLC
IRON HORSE FINANCIAL SERVICES LLC | IRON HORSE FINANCIAL SERVICES, LLC

CRD#: 327802 / SEC#:

Kansas
Registered Investment Advisory firm - (9/19/2023 Approved)
Texas
Registered Investment Advisory firm - (8/30/2023 Conditional Restricted)
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Contact information

Main Address
Mcpherson, KS
Mailing Address
Phone number
(620) 377-6456
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts131
AUM (Assets Under Management)$ 50,190,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IRON HORSE FINANCIAL SERVICES LLC

CRD#: 327802Mcpherson, KS

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