Donn J. Stobierski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Donn Joseph Stobierski was a registered financial professional .
Donn is a previously registered financial professional and started their career in finance in 2003. Donn had worked at 4 firms and has passed the Series 65, Series 3, SIE, Series 55, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2020 - February 14, 2024
LOOP INVESTMENT ADVISORS LLC
December 23, 2016 - April 2, 2018
VOLANT LIQUIDITY, LLC
June 24, 2003 - January 6, 2005
ARAGON INVESTMENTS, LTD.
June 24, 2003 - March 4, 2014
CITADEL SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/29/2003
Limited Representative-Equity Trader ExamCurrent Firm
LOOP INVESTMENT ADVISORS LLC
CRD#: 297928 / SEC#: 801-114027
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 6,400,000 |
Red Flags
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