MW
Michael N. Wisinger
CETERA INVESTMENT ADVISERS LLC
LITTLE ROCK, AR 72205
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CRD#: 4651681
MW
Professional summary
Michael Nathan Wisinger is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Little Rock, Arkansas and CETERA WEALTH SERVICES, LLC located in Little Rock, Arkansas.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Michael has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF ENTITY: Wisinger Financial Inc.; Yes; 204 EXECUTIVE COURT STE 307; LITTLE ROCK; AR; 72205; insurance 7 financial services; owner, independent agent; 12/10/2010; 400; 400; providing insurance and financial services| 2) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 204 EXECUTIVE COURT STE 307; LITTLE ROCK; AR; 72205; FIXED INSURANCE SALES; Independent Insurance Agent; 11/23/2010; 160; 160; Sales of fixed insurance| 3) NAME OF OTHER BUSINESS: CHENAL VALLEY BAPTIST CHURCH; INVESTMENT RELATED: NO; ADDRESS: 1800 RHALING RD LITTLE ROCK, AR 72223; NATURE OF BUSINESS: NON PROFIT; START DATE: 12/2023; POSITION/TITLE/RELATIONSHIP: FINANCE COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: PART OF TEAM THAT GUIDES CHURCH IN FINANCIAL DECISIONS, REVIEW BUDGET TO ENSURE NO MISUSE OF FUNDS;
CRS (Client Relationship Summary) - RIA
Click below to view Michael Nathan Wisinger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 204 Executive Court Ste 307, Little Rock, AR 72205RIA
CRD#: 105644
LITTLE ROCK, AR
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 204 Executive Court Ste 307, Little Rock, AR 72205BD
CRD#: 13572
LITTLE ROCK, AR
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
December 1, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
LITTLE ROCK, AR
Past
November 23, 2010 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
LITTLE ROCK, AR
Past
March 21, 2007 - November 26, 2010
EDWARD JONES
RIA
CRD#: 250
LITTLE ROCK, AR
Past
June 3, 2003 - November 26, 2010
EDWARD JONES
BD
CRD#: 250
LITTLE ROCK, AR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/9/2021)
RR
Arkansas(6/9/2021)
IAR
Arkansas(6/29/2023)
RR
California(6/9/2021)
RR
Louisiana(6/9/2021)
RR
Missouri(7/17/2023)
RR
Oregon(10/15/2021)
RR
Pennsylvania(8/18/2023)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Virginia(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Little Rock, AR 72205TRUST BUT VERIFY
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