Todd A. Poellein

HORAN WEALTH

CINCINNATI, OH 45236

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CRD#: 4651556

Professional summary

Todd Alan Poellein is a registered financial advisor currently at HORAN WEALTH, LLC located in Cincinnati, Ohio.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Todd has worked at 4 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Poellein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2025 - Present

HORAN WEALTH, LLC

Office #1: 8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236

RIA

CRD#: 333974

CINCINNATI, OH

Past

March 12, 2019 - May 14, 2025

HORAN CAPITAL ADVISORS, LLC

RIA

CRD#: 152888

CINCINNATI, OH

Past

July 7, 2005 - April 22, 2008

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CINCINNATI, OH

Past

June 4, 2003 - August 13, 2003

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HORAN WEALTH, LLC

CRD#: 333974 / SEC#: 801-132367

RIA

Registered Investment Advisory firm - (4/9/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(5/14/2025)

IAR

Florida
(5/30/2025)

IAR

Kentucky
(5/14/2025)

IAR

Ohio
(5/14/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/5/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/2/2003

General Securities Representative Examination

Current Firm

HORAN WEALTH, LLC

CRD#: 333974 / SEC#: 801-132367

RIA

Registered Investment Advisory firm - (4/9/2025 Approved)

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Contact information

Main Address

8044 Montgomery Rd, Ste 640, Cincinnati, OH 45236

Mailing Address

Phone number

(513) 745-0707

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HORAN WEALTH, LLC FORM ADV - PART 2A (7/16/2025)

Regulatory assets under management

Total Number of Accounts	3,364
AUM (Assets Under Management)	$ 1,449,490,536

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Todd A. Poellein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Alan Poellein's CRS (Customer Relationship Summary).

Certified licenses

Experience

HORAN WEALTH, LLC

HORAN CAPITAL ADVISORS, LLC

FIFTH THIRD SECURITIES, INC.

EDWARD JONES

Primary Firm SEC Registration

HORAN WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/5/2003

Series 7

Date: 6/2/2003

Current Firm

HORAN WEALTH, LLC

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HORAN WEALTH, LLC

TRUST BUT VERIFY

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