EL
Erica R. Lucke
GALLAGHER FIDUCIARY ADVISORS
Richmond, VA 23227
Some features on this profile are disabled
CRD#: 4651434
EL
Professional summary
Erica R Lucke is a registered financial advisor currently at GALLAGHER FIDUCIARY ADVISORS, LLC located in Richmond, Virginia and OSAIC WEALTH, INC. located in Richmond, Virginia.
Erica is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Erica has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)f3Logic;investment related;11980 Portland Avenue South,Burnsville,MN 55337;llc;IAR;12/2/2017;75 hrs/month;2 hrs during trading;llc 2)Financial Consultants of America;investment related;2104 W Laburnum Ave,Ste 101,Richmond,VA 23228;financial planning firm offering retirement planning,insurance,estate planning and investment advisory business;COO/co-owner;9/3/2003;150 hrs/month;7 hrs during trading;operations and client service management 3) GALLAGHER FIDUCIARY ADVISORS POSITION: IAR/Director of Client Services NATURE: Gallagher Fiduciary Advisors. Outside, Independent RIA. INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 10/31/2022 ADDRESS: 2104 W Laburnum Ave, 101, Richmond VA 23227, United States DESCRIPTION: I am Director of Client Services and ma fully licensed and registered as an IAR> I do not have a book of business but routinely speak with our clients and their accounts and investments.
CRS (Client Relationship Summary) - RIA
Click below to view Erica R Lucke's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 11, 2023 - Present
GALLAGHER FIDUCIARY ADVISORS, LLC
Office #1: 2104 West Laburnum Ave., Ste. 101, Richmond, VA 23227RIA
CRD#: 146509
Richmond, VA
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2104 West Laburnum Ave Suite 101, Richmond, VA 23227RIA
BD
CRD#: 23131
Richmond, VA
Past
July 18, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
Richmond, VA
Past
November 1, 2017 - May 19, 2023
F3LOGIC, LLC
RIA
CRD#: 289863
Richmond, VA
Past
October 31, 2017 - July 14, 2023
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
RICHMOND, VA
Past
June 24, 2008 - November 6, 2017
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
RICHMOND, VA
Past
September 27, 2007 - November 6, 2017
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
RICHMOND, VA
Past
July 18, 2005 - October 4, 2007
SECURITIES AMERICA, INC.
BD
CRD#: 10205
RICHMOND, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Virginia(7/11/2023)
RR
Virginia(8/23/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GF
GALLAGHER FIDUCIARY ADVISORS, LLC
COMPASS POINT RETIREMENT PLANNING | YANNI PARTNERS, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | RIVERS INVESTMENT GROUP | KUSSKE FINANCIAL MANAGEMENT | INVESTAR ASSET MANAGEMENT | INDEPENDENT FIDUCIARY SERVICES, A DIVISION OF GBS INVESTMENT CONSULTING, LLC | GBS INVESTMENT CONSULTING, LLC | GALLAGHER INVESTMENTS | GALLAGHER FIDUCIARY ADVISORS, LLC | FLAGSTONE WEALTH MANAGEMENT | FINANCIAL CONSULTANTS OF AMERICA
CRD#: 146509 / SEC#: 801-68868
RIA
Registered Investment Advisory firm - (3/17/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2850 Golf Road, Rolling Meadows, IL 60008
Mailing Address
Phone number
(212) 330-1011
Established
Firm type
Fiscal year end
# of Employees
221
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,754 |
| AUM (Assets Under Management) | $ 180,614,282,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GALLAGHER FIDUCIARY ADVISORS, LLC
CRD#: 146509Richmond, VA 23227TRUST BUT VERIFY
Monitor Erica Lucke
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
