Brage E. Hanson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brage Elizabeth Hanson, who also goes by Brage Elizabeth Anderson, was a registered financial professional .
Brage is a previously registered financial professional and started their career in finance in 2003. Brage had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2012 - July 2, 2014
THE LEADERS GROUP, INC.
February 24, 2011 - December 31, 2011
ASKAR CORP.
February 22, 2011 - July 15, 2011
ASKAR ADVISORS GROUP, INC.
May 27, 2009 - February 18, 2011
REDHAWK WEALTH ADVISORS, INC.
February 18, 2009 - October 30, 2009
BELLEVUE CHICAGO, LLC
April 18, 2003 - April 3, 2008
SECURIAN FINANCIAL SERVICES, INC.
April 18, 2003 - April 3, 2008
CRI SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
