Sandeep Bardia
Professional summary
Sandeep Bardia was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Sandeep is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Sandeep had worked at 2 firms, which includes MAX INTERNATIONAL BROKER/DEALER CORP., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 10, 2003 - June 7, 2004
MAX INTERNATIONAL BROKER/DEALER CORP.
April 10, 2003 - May 29, 2003
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
MAX INTERNATIONAL BROKER/DEALER CORP.
CRD#: 46039 / SEC#: , 8-51281
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
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