Darryl B. Wilburn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Bryant Wilburn was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 2003. Darryl had worked at 5 firms and has passed the Series 63, Series 65 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 2010 - October 12, 2012
INVESTORS SECURITY COMPANY, INC.
May 19, 2010 - March 19, 2015
WEALTHSPIRE ADVISORS
August 28, 2008 - May 5, 2010
ONEFIDUCIARY GROUP, LLC
December 2, 2005 - June 24, 2008
SECURIAN FINANCIAL SERVICES, INC.
November 29, 2005 - June 24, 2008
SECURIAN FINANCIAL SERVICES, INC.
January 6, 2005 - October 28, 2005
CERIDIAN INVESTMENT ADVISERS INC
April 1, 2003 - December 31, 2004
CERIDIAN INVESTMENT ADVISERS INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS SECURITY COMPANY, INC.
CRD#: 2331 / SEC#: 801-57968, 8-12111
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HOLLOWAY, CHRISTOPHER MATTHEW | PRESIDENT/CHIEF COMPLIANCE OFFICER | 3124769 |
Disclosures
| Regulatory Event | 16 |
| Civil Event | 1 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
