GL
Geoffrey D. Laroche
PREISZ FINANCIAL
Portland, OR 97239
Some features on this profile are disabled
CRD#: 4650867
GL
Professional summary
Geoffrey Denison Laroche, CFP®, who also goes by Geoff Laroche, Georffrey Denison Laroche, is a registered financial advisor currently at PREISZ FINANCIAL located in Portland, Oregon and LPL FINANCIAL LLC located in Portland, Oregon.
Geoffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Geoffrey has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Retirement Planning
Insurance Planning
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Geoff Laroche | Georffrey Denison Laroche
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 01/09/2013: ROSE CITY CEMETERY - NOT INVESTMENT RELATED - FOR-PROFIT BOARD MEMBER - TIME SPENT 1% - BOARD MEMBER.
(2) 01/24/2013: PRIESZ ASSOCIATES, INC - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) PRIESZ ASSOCIATES, INC - 50% OF TIME PSNET - FINANCLAL ADVISOR.
(3) 2/5/2013: PREISZ ASSOCIATES, INC. - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 1% OF TIME SPENT - LIFE, DISABILITY AND LTC SALES AND SERVICE.
(4) 9/11/2014: PREISZ ASSOCIATES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - INV REL - AT REPORTED BUSINESS LOCATION(S) - START 11/11/2013 - 160 HR/MO 7 DURING SECS TRDG HRS.
(5) 6/26/2015: PREISZ FINANCIAL - INVESTMENT RELATED - AT REPORTED BUSINESS LOCATION(S) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - START DATE 07/01/2015 - 20 HOURS PER MONTH DURING SECURITIES TRADING.
(6)07/21/2015- PREISZ ASSOCIATES, INC. - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA: (HYBRID) PREISZ FINANCIAL - START 06/12/2015 - 20 HR/MO ALL DURING SECS TRDG HRS - FINANCIAL PLANS AND ADVICE ARE PROVIDED FOR HOURLY AND/OR FIXED FEES
CRS (Client Relationship Summary) - RIA
Click below to view Geoffrey Denison Laroche's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
February 9, 2013 - Present
PREISZ FINANCIAL
Office #1: 4525 Sw Condor Ave, Portland, OR 97239RIA
CRD#: 144469
Portland, OR
Current
January 11, 2013 - Present
LPL FINANCIAL LLC
Office #1: 4525 Sw Condor Ave, Portland, OR 97239-4061RIA
BD
CRD#: 6413
Portland, OR
Past
May 21, 2009 - January 22, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
PORTLAND, OR
Past
May 8, 2009 - January 22, 2013
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
PORTLAND, OR
Past
June 4, 2003 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
PORTLAND, OR
Past
May 16, 2003 - May 28, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
PORTLAND, OR
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/21/2021)
RR
Arizona(10/27/2022)
RR
California(1/11/2013)
RR
Colorado(1/11/2013)
RR
Florida(11/11/2021)
RR
Georgia(1/11/2013)
RR
Idaho(8/25/2020)
RR
Minnesota(12/10/2019)
RR
Oregon(1/11/2013)
IAR
Oregon(2/14/2013)
RR
Texas(1/11/2013)
IAR
Texas(2/9/2013)
RR
Washington(1/11/2013)
IAR
Washington(2/15/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PREISZ FINANCIAL
PREISZ ASSOCIATES, INC. | PREISZ FINANCIAL
CRD#: 144469 / SEC#: 801-115031
RIA
Registered Investment Advisory firm - (4/18/2019 Approved)Oregon
Registered Investment Advisory firm - (1/29/2020 Terminated)Texas
Registered Investment Advisory firm - (1/29/2020 Terminated)Washington
Registered Investment Advisory firm - (2/29/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4525 Sw Condor Ave, Portland, OR 97239
Mailing Address
Phone number
(503) 224-1600
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 485 |
| AUM (Assets Under Management) | $ 612,791,505 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
