RD
Russell J. D'alba
RUSSELL J. D'ALBA
Williamsville, NY 14221
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CRD#: 4650836
RD
Professional summary
Russell J D'alba is a registered financial advisor currently at RUSSELL J. D'ALBA located in Williamsville, New York and PARAMAX SECURITIES, LLC located in Williamsville, New York.
Russell is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Russell has worked at 2 firms and has passed the Series 63, Series 65, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) RUSSELL J. D'ALBA SOLE PROPRIETOR - INVESTMENT ADVISOR/ CONSULTANT; 333 INTERNATIONAL DRIVE, WILLIAMSVILLE, NEW YORK, SUITE A; PRINCIPAL. PROVIDE INVESTMENT SUPERVISORY SERVICES BY QUARTERLY/ANNUAL REVIEW MEETINGS OF PORTFOLIO STATEMENTS WITH CLIENTS AT THEIR REQUEST. OCCASIONALLY FURNISHES ADVICE TO CLIENTS ON MATTERS THAT ARE NOT SECURITIES RELATED, SUCH AS PERSONAL PLANNING AND TAX MATTERS.
2) RUSSELL J. D'ALBA, SAXOPHONIST; NON-INVESTMENT RELATED; 166 VISCOUNT, WILLIAMSVILLE, NY, 14221; INDIVIDUAL MUSICIAN; FOR 20+ YEARS; 12HOURS/MONTH; ZERO HOURS DURING TRADING HOURS; PLAY PERFORMANCES AS A MEMBER OF FULL ORCHESTRAS AND SMALLER INDIVIDUAL GROUPS.
3) WILLIAM W. DERRICK TRUSTS, TRUSTEE; NON-INVESTMENT RELATED; 333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY, 14221; 2HOURS/MONTH; ZERO HOURS DURING TRADING HOURS.
4) GLOBALSCOPE PARTNERS, BOARD MEMBER; NON-INVESTMENT RELATED; 333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY, 14221; PRESIDENT AND MEMBER OF BOARD OF DIRECTORS; JOINED IN 2009; 10HOURS/MONTH.
5) ROSWELL ALLIANCE, DIRECTOR; NON-INVESTMENT RELATED; 333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY, 14221; BOARD OF DIRECTORS; FOR APPROXIMATELY 4 YEARS; 4HOURS/MONTH.
6) VARIOUS DASH RELATED TRUSTS, TRUSTEE; NON-INVESTMENT RELATED; 333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY, 14221; FOR 10 YEARS; 5HOURS/MONTH.
7)PATRICK A. MARRANO TRUST, SUCCESSOR TRUSTEE; NON-INVESTMENT RELATED; 333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY, 14421; NEW APPOINTMENT DECEMBER 2017
8)09/1999-Present;PARAMAX CORPORATION;N WILLIAMSVILLE,NY;United States; PRESIDENT
CRS (Client Relationship Summary) - RIA
Click below to view Russell J D'alba's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2021 - Present
RUSSELL J. D'ALBA
Office #1: 333 International Drive Suite A, Williamsville, NY 14221RIA
CRD#: 126347
Williamsville, NY
Current
October 31, 2008 - Present
PARAMAX SECURITIES, LLC
Office #1: 333 International Drive Suite A, Williamsville, NY 14221Office #2: 333 International Drive Suite A, Williamsville, NY 14221BD
CRD#: 147374
Williamsville, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(5/30/2019)
RR
California(5/30/2019)
RR
Delaware(10/1/2014)
RR
Florida(9/11/2013)
RR
Georgia(11/16/2020)
RR
Illinois(3/4/2022)
RR
Indiana(1/19/2023)
RR
Massachusetts(12/15/2009)
RR
Michigan(10/1/2014)
RR
Missouri(8/2/2021)
RR
Nevada(5/30/2019)
RR
New Jersey(5/30/2019)
RR
New York(11/4/2008)
IAR
New York(11/8/2021)
RR
Ohio(2/14/2013)
RR
Pennsylvania(5/25/2012)
RR
Texas(5/10/2024)
RR
Virginia(5/30/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
RJ
RUSSELL J. D'ALBA
D'ALBA, RUSSELL, J. | RUSSELL J. D'ALBA | PARAMAX CORPORATION
CRD#: 126347 / SEC#: 801-61966
RIA
Registered Investment Advisory firm - (12/1/2003 Terminated)New York
Registered Investment Advisory firm - (9/15/2003 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
333 International Drive Suite A, Williamsville, NY 14221
Mailing Address
Phone number
(716) 626-1200
Established
Firm type
Fiscal year end
# of Employees
1
Exempt reporting advisers
Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Florida | ERA - Withdrawn | 8/13/2013 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
RUSSELL J. D'ALBA
CRD#: 126347Williamsville, NY 14221TRUST BUT VERIFY
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