Jack K. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Kaylin White was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1970. Jack had worked at 5 firms and has passed the Series 1, Series 4 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 1, 1998 - June 10, 1999
TD AMERITRADE, INC.
August 3, 1978 - June 1, 1998
JACK WHITE & COMPANY, INC.
May 11, 1976 - September 14, 1978
FIRST AFFILIATED SECURITIES, INC.
March 20, 1973 - July 3, 1976
DALEY COLLIDGE & COMPANY
February 20, 1970 - April 22, 1973
COMSEC INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 10/10/1961
Registered Representative ExaminationSeries 00
Date: 11/22/1969
General Securities Principal ExaminationCurrent Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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