FS
Frank E. Schmitz
PJT PARTNERS LP
Chicago, IL 60606
Some features on this profile are disabled
CRD#: 4650707
FS
Professional summary
Frank Edward Schmitz is a registered financial professional currently at PJT PARTNERS LP located in Chicago, Illinois.
Frank is registered as a RR (Registered Representative) and started their career in finance in 2005. Frank has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Frank Edward Schmitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2020 - Present
PJT PARTNERS LP
Office #1: 200 West Madison, Chicago, IL 60606BD
CRD#: 171058
Chicago, IL
Past
December 20, 2013 - August 31, 2020
PARK HILL GROUP LLC
BD
CRD#: 135898
CHICAGO, IL
Past
June 1, 2006 - December 31, 2013
PARK HILL REAL ESTATE GROUP LLC
BD
CRD#: 139491
CHICAGO, IL
Past
September 8, 2005 - June 1, 2006
BLACKSTONE SECURITIES PARTNERS L.P.
BD
CRD#: 17917
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/31/2020)
RR
Alaska(8/31/2020)
RR
Arizona(8/31/2020)
RR
California(8/31/2020)
RR
Colorado(8/31/2020)
RR
District of Columbia(8/31/2020)
RR
Florida(8/31/2020)
RR
Georgia(8/31/2020)
RR
Hawaii(8/1/2022)
RR
Idaho(8/31/2020)
RR
Illinois(8/31/2020)
RR
Indiana(8/31/2020)
RR
Iowa(8/31/2020)
RR
Kansas(8/31/2020)
RR
Louisiana(8/31/2020)
RR
Maryland(8/31/2020)
RR
Massachusetts(8/31/2020)
RR
Michigan(8/31/2020)
RR
Minnesota(8/31/2020)
RR
Mississippi(8/31/2020)
RR
Missouri(8/31/2020)
RR
Nebraska(8/31/2020)
RR
Nevada(8/31/2020)
RR
New Jersey(8/31/2020)
RR
New Mexico(8/31/2020)
RR
New York(8/31/2020)
RR
North Carolina(8/31/2020)
RR
North Dakota(8/31/2020)
RR
Ohio(8/31/2020)
RR
Oregon(8/31/2020)
RR
Pennsylvania(8/31/2020)
RR
South Dakota(8/31/2020)
RR
Texas(8/31/2020)
RR
Utah(8/31/2020)
RR
Vermont(8/31/2020)
RR
Virginia(8/31/2020)
RR
Washington(8/31/2020)
RR
Wisconsin(8/31/2020)
RR
Wyoming(8/31/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PP
PJT PARTNERS LP
PARK HILL | PJT PARTNERS LP | PJT PARTNERS LLC | PJT PARK HILL | PJT CAMBERVIEW | PARK HILL GROUP
CRD#: 171058 / SEC#: , 8-69442
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
280 Park Avenue 15th Floor, New York, NY 10017
Mailing Address
280 Park Avenue 15th Floor, New York, NY 10017
Phone number
(212) 364-7800
Established
Delaware since 01/15/2014
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PJT PARTNERS HOLDING LP | LIMITED PARTNER | |
| FLANAGAN, TARA ELIZABETH | CHIEF COMPLIANCE OFFICER | 2540823 |
| KALRA, ARUN JAMES | FINOP | 6570441 |
| LEE, JIYEUN | MANAGING PARTNER/DIRECTOR | 1859635 |
| MEATES, HELEN THERESE | CHIEF FINANCIAL OFFICER/DIRECTOR | 2271715 |
| PJT MANAGEMENT LLC | GENERAL PARTNER | |
| TAUBMAN, PAUL JEFFREY | CEO/DIRECTOR | 1567776 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
