Michael J. Harper
Professional summary
Michael Jefferson Harper was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael is a previously registered financial professional and started their career in finance in 2003. Prior to being barred, Michael had worked at 5 firms, which includes IFS SECURITIES, J.P. TURNER & COMPANY L.L.C., BROOKSHIRE SECURITIES CORPORATION, EMMETT A LARKIN COMPANY INC., SALOMON GREY FINANCIAL CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 19, 2008 - March 23, 2009
IFS SECURITIES
April 26, 2006 - December 22, 2008
J.P. TURNER & COMPANY, L.L.C.
February 7, 2006 - April 21, 2006
BROOKSHIRE SECURITIES CORPORATION
November 11, 2005 - February 8, 2006
J.P. TURNER & COMPANY, L.L.C.
October 31, 2005 - November 16, 2005
EMMETT A LARKIN COMPANY, INC.
May 22, 2003 - November 14, 2005
SALOMON GREY FINANCIAL CORPORATION
State Registrations and Notice Filings
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Exams
Current Firm
IFS SECURITIES
CRD#: 40375 / SEC#: , 8-49020
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
| Financial | 1 |
Red Flags
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