Frank J. Colucci
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Frank J. Colucci IV, who also goes by Frank J Colucci IV, Frank J Colucci, Frank James Colucci Iv, was a registered financial professional .
Frank is a previously registered financial professional and started their career in finance in 2003. Frank had worked at 9 firms and has passed the Series 66, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 31, 2025 - May 19, 2026
STRATEGIC ADVISERS LLC
June 21, 2024 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
June 5, 2024 - May 19, 2026
FIDELITY BROKERAGE SERVICES LLC
September 19, 2011 - May 14, 2024
MORGAN STANLEY
September 13, 2011 - May 14, 2024
MORGAN STANLEY
March 6, 2007 - September 14, 2011
MORGAN KEEGAN & COMPANY, LLC
February 13, 2007 - September 14, 2011
MORGAN KEEGAN & COMPANY, LLC
April 23, 2004 - February 20, 2007
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
October 20, 2003 - February 13, 2007
AMSOUTH INVESTMENT SERVICES, INC.
June 10, 2003 - July 29, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
May 26, 2003 - July 29, 2003
IDS LIFE INSURANCE COMPANY
May 26, 2003 - July 29, 2003
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
