Harold C. White
Professional summary
Harold Carse White JR was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Harold Carse White JR, who also goes by Hal White, Harold Carse White, was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1970. Harold had worked at 18 firms and has passed the Series 63, SIE, Series 5, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 5, 2013 - November 21, 2014
WILLOW COVE INVESTMENT GROUP, INC.
September 28, 2009 - March 14, 2013
R.W. TOWT & ASSOCIATES
November 4, 2008 - September 15, 2009
QA3 FINANCIAL CORP.
January 14, 1998 - September 17, 1999
FIRST LIBERTY INVESTMENT GROUP, INC.
September 1, 1994 - December 31, 1997
GAINEY FINANCIAL SERVICES, INC.
August 27, 1990 - October 9, 2008
ASHTON CAPITAL MANAGEMENT, INC.
May 21, 1990 - November 11, 1994
SPELMAN & CO., INC.
September 6, 1988 - June 12, 1990
MCGILVRAY & ASSOCIATES, INC.
December 22, 1983 - August 15, 1988
FIRST WALL STREET CORP.
September 14, 1981 - March 21, 1983
RAUSCHER PIERCE REFSNES, INC.
March 3, 1980 - August 10, 1981
SUTRO & CO. INCORPORATED
January 31, 1980 - March 12, 1980
UBS FINANCIAL SERVICES INC.
August 18, 1978 - January 31, 1980
BLYTH EASTMAN DILLON & CO. INCORPORATED
January 4, 1977 - September 8, 1978
SHEARSON HAYDEN STONE INC.
April 15, 1976 - February 3, 1977
BACHE HALSEY STUART INC.
August 15, 1972 - April 25, 1976
KIDDER, PEABODY & CO., INCORPORATED
September 16, 1970 - September 27, 1972
BLYTH & CO., INC.
May 19, 1970 - December 21, 1971
GLORE STAATS CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/12/1981
Interest Rate Options ExaminationSeries 1
Date: 1/22/1968
Registered Representative ExaminationCurrent Firm
WILLOW COVE INVESTMENT GROUP, INC.
CRD#: 107824 / SEC#: , 8-53062
Contact information
FINRA licenses (12 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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