AH
Arturo Hierro Bohigas
BOLTON SECURITIES
MIAMI, FL 33131
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CRD#: 4650461
AH
Professional summary
Arturo Hierro Bohigas, AIF®, who also goes by Arturo Hierro, is a registered financial advisor currently at BOLTON SECURITIES CORPORATION located in Miami, Florida.
Arturo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Arturo has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Arturo Hierro
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Arturo is licensed to sell fixed life insurance products since 2007. This activity is not technically investment related. Time spent per month is based on a case by case basis. This activity is potentially conducted from Arturo's branch location. 2) Owner and Manager of Finadvser, LLC, entity created to operate Bolton investment advisory business, including fictitious name, DBA 'Pileus Wealth Management'. Not directly investment related. Conducted from Branch location. 3) Manager of Arhibo, LLC, an entity created in Florida to engage in co-management of an investment related property development, known as ASI Diaz Doral Hotel Investment Group, LLC. Start date is October 2019. 10 hours per month outside trading hours. Arturo is contact person. 4) Co-owner and Manager of Aisen, LLC, entity created for Arturo and spouse to invest into ASI Doral Hotel Investment Group, LLC Diaz. Personally investment related. 5) As an IAR of Bolton Securities, Arturo is approved to manage accounts held at Banco Sabadell. Investment related and conducted from Branch location.
CRS (Client Relationship Summary) - RIA
Click below to view Arturo Hierro Bohigas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 30, 2022 - Present
BOLTON SECURITIES CORPORATION
Office #1: 1441 Brickell Avenue Suite 1700, Miami, FL 33131RIA
BD
CRD#: 129376
MIAMI, FL
Past
March 7, 2012 - November 29, 2022
LOYOLA ASSET MANAGEMENT LLC
RIA
CRD#: 153255
CORAL GABLES, FL
Past
February 13, 2012 - December 31, 2012
WESTERN INTERNATIONAL SECURITIES, INC.
RIA
CRD#: 39262
Coral Gables, FL
Past
February 7, 2012 - October 15, 2018
WESTERN INTERNATIONAL SECURITIES, INC.
BD
CRD#: 39262
Coral Gables, FL
Past
January 29, 2007 - February 7, 2012
BULLTICK WEALTH MANAGEMENT, LLC
RIA
CRD#: 141588
MIAMI, FL
Past
September 28, 2006 - December 20, 2006
BULLTICK WEALTH MANAGEMENT, LLC
RIA
CRD#: 141588
MIAMI, FL
Past
August 22, 2006 - February 7, 2012
BULLTICK INVESTMENTS, LLC
BD
CRD#: 139981
MIAMI, FL
Past
April 29, 2003 - August 1, 2006
BBVA INVESTMENTS INC.
BD
CRD#: 31769
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(11/30/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BS
BOLTON SECURITIES CORPORATION
BOLTON GLOBAL ASSET MANAGEMENT | NEWERA WEALTH ADVISORS | DELTA GLOBAL ASSET MANAGEMENT | BOLTON SECURITIES CORPORATION | BOLTON SECURITIES CORP
CRD#: 129376 / SEC#: 801-66962, 8-68187
RIA
Registered Investment Advisory firm - SEC (8/9/2006 Approved)Georgia
Registered Investment Advisory firm - SEC (8/14/2006 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (8/17/2006 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
579 Main Street, Bolton, MA 01740
Mailing Address
579 Main Street, Bolton, MA 01740
Phone number
(978) 779-6947
Established
Delaware since 07/30/1999
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
154
SEC notice filing (38 States and Territories)
FINRA licenses (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,977 |
| AUM (Assets Under Management) | $ 7,004,872,405 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BOLTON SECURITIES CORPORATION
CRD#: 129376Miami, FL 33131TRUST BUT VERIFY
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