John B. Fitch

CORNERSTONE SECURITIES LLC

Overland Park, KS 66202

Some features on this profile are disabled

CRD#: 4650298

Professional summary

John Bocking Fitch, who also goes by John Bocking Fitch Mr, is a registered financial advisor currently at CORNERSTONE SECURITIES LLC located in Overland Park, Kansas.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. John has worked at 14 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John Bocking Fitch Mr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/09/2017 Insurance sales as Independent Contractor.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bocking Fitch's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2017 - Present

CORNERSTONE SECURITIES LLC

Office #1: 6901 Shawnee Mission Pkwy Suite 200, Overland Park, KS 66202

RIA

CRD#: 140379

Overland Park, KS

Past

January 19, 2015 - January 10, 2017

LARSON FINANCIAL GROUP, LLC

RIA

CRD#: 140599

SAINT LOUIS, MO

Past

January 19, 2015 - January 10, 2017

LARSON FINANCIAL SECURITIES, LLC

CRD#: 152517

SAINT LOUIS, MO

Past

November 13, 2014 - December 22, 2014

CREATIVEONE SECURITIES, LLC

CRD#: 152974

LEAWOOD, KS

Past

November 7, 2014 - December 22, 2014

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

LEAWOOD, KS

Past

April 4, 2012 - October 9, 2012

ECUSA, LLC

RIA

CRD#: 157711

LEE'S SUMMIT, MO

Past

August 15, 2011 - October 6, 2014

CAPITAL INVESTMENT MANAGEMENT, INC

RIA

CRD#: 113917

LEE'S SUMMIT, MO

Past

May 16, 2011 - December 31, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

LEES SUMMIT, MO

Past

March 23, 2011 - May 16, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

LEES SUMMIT, MO

Past

January 10, 2007 - February 23, 2010

TD AMERITRADE, INC.

RIA

CRD#: 7870

OVERLAND PARK, KS

Past

January 10, 2007 - February 23, 2010

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

OVERLAND PARK, KS

Past

January 10, 2007 - February 23, 2010

TD AMERITRADE, INC.

CRD#: 7870

OVERLAND PARK, KS

Past

June 6, 2006 - November 2, 2006

KCD FINANCIAL, INC.

CRD#: 127473

KANSAS CITY, MO

Past

August 12, 2004 - April 10, 2006

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

KANSAS CITY, MO

Past

August 12, 2004 - April 10, 2006

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

KANSAS CITY, MO

Past

June 13, 2003 - April 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

OVERLAND PARK, KS

Past

June 2, 2003 - April 28, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

June 2, 2003 - April 28, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CORNERSTONE SECURITIES LLC

CRD#: 140379 / SEC#: 801-133715

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

Arkansas

Registered Investment Advisory firm - (2/2/2024 Terminated)

California

Registered Investment Advisory firm - (6/25/2018 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/20/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2006 Approved)

Louisiana

Registered Investment Advisory firm - (12/20/2012 Terminated)

Missouri

Registered Investment Advisory firm - (4/24/2006 Approved)

North Carolina

Registered Investment Advisory firm - (5/19/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/20/2012 Terminated)

Oregon

Registered Investment Advisory firm - (11/19/2019 Approved)

Texas

Registered Investment Advisory firm - (3/14/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/25/2018)

IAR

Kansas
(1/18/2017)

IAR

Missouri
(1/9/2017)

IAR

Texas
(3/16/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/12/2003

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/10/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/29/2003

General Securities Representative Examination

Current Firm

CORNERSTONE SECURITIES LLC

CRD#: 140379 / SEC#: 801-133715

RIA

Registered Investment Advisory firm - (6/20/2025 Approved)

Arkansas

Registered Investment Advisory firm - (2/2/2024 Terminated)

California

Registered Investment Advisory firm - (6/25/2018 Approved)

Connecticut

Registered Investment Advisory firm - (12/31/2013 Terminated)

Florida

Registered Investment Advisory firm - (12/5/2018 Approved)

Illinois

Registered Investment Advisory firm - (5/20/2014 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2006 Approved)

Louisiana

Registered Investment Advisory firm - (12/20/2012 Terminated)

Missouri

Registered Investment Advisory firm - (4/24/2006 Approved)

North Carolina

Registered Investment Advisory firm - (5/19/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (12/20/2012 Terminated)

Oregon

Registered Investment Advisory firm - (11/19/2019 Approved)

Texas

Registered Investment Advisory firm - (3/14/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (12/31/2013 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6710 W 121st St Suite 200, Overland Park, KS 66209

Mailing Address

Phone number

(913) 538-5483

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (10/16/2025)

Regulatory assets under management

Total Number of Accounts	800
AUM (Assets Under Management)	$ 175,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Peter Kettle

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Brooklyn, NY

Pamela Mahar

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

IAR

Fort Myers, FL

Philip Richman

CICLO WEALTH LLC

IAR

Portland, OR

We're Here To Help

Advisor Monitoring

Firm Stability Insights

John B. Fitch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Bocking Fitch's CRS (Customer Relationship Summary).

Certified licenses

Experience

LARSON FINANCIAL GROUP, LLC

LARSON FINANCIAL SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

ECUSA, LLC

CAPITAL INVESTMENT MANAGEMENT, INC

CAMBRIDGE INVESTMENT RESEARCH, INC.

SECURITIES AMERICA, INC.

TD AMERITRADE, INC.

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

KCD FINANCIAL, INC.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

CORNERSTONE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/12/2003

SIE

Date: 1/10/2017

Series 7

Date: 5/29/2003

Current Firm

CORNERSTONE SECURITIES LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CORNERSTONE SECURITIES LLC

TRUST BUT VERIFY

Similar Advisors