Lawrence J. Annello
SAGEBROADVIEW WEALTH MANAGEMENT
Farmington, CT 06032-2837
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CRD#: 4650103
Professional summary
Lawrence James Annello, CFP®, who also goes by Larry Annello, is a registered financial advisor currently at SAGEBROADVIEW WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.
Lawrence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Lawrence has worked at 1 firm .
Biography
Larry’s driving force comes from more than a quarter-century of experience as a CPA and financial professional, combined with his personal dedication to serving families, busy professionals and business owners in his community. His ongoing mission at SageBroadview is to provide clients with the planning, execution and oversight needed to build and sustain the rich life they envision.
In 2014, Larry merged BroadView Financial Planning, where he was managing partner, with SAGE Advisory Group, where Sheri Iannetta Cupo was founding principal. Together they are SageBroadview Financial Planning. Larry also remains a partner at Del Conte, Hyde, Annello & Schuch, P.C. (DHAS) accounting firm. Before joining DHAS, he served as Chief Financial Officer for two privately-owned companies. He began his financial services career with international accounting firm KPMG, concentrating on financial reporting and tax matters for middle-market companies and their family owners.
Larry graduated magna cum laude from the University of Hartford in Connecticut with a bachelor’s degree in accounting. He also completed both the Chief Executives and Senior Officers in Family Business program and the Strategy Analysis for Finance and Marketing program at The Wharton School of the University of Pennsylvania.
Larry is a CERTIFIED FINANCIAL PLANNER™ practitioner and a Registered Life Planner®, and holds a Personal Financial Specialist (PFS) designation from the American Institute of Certified Public Accountants (AICPA). He is a member of the AICPA and its Personal Financial Planning Division; the Connecticut Society of Certified Public Accountants (CSCPA)and the Financial Planning Association (FPA).
Question & Answer
What are your service offerings?
Tax Planning
Investment Planning
Estate Planning
Business Succession Planning
Retirement Planning
Small Business Planning
Comprehensive Financial Planni...
Life Transitions
Insurance Planning
Employee and Employer Plan Ben...
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Tax Planning
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes
Aliases
Larry Annello
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
SageBroadview Tax, LLC (created 10/2020); Indirect owner through SageBroadview, Inc; Primarily provides tax preparation services to businesses and individuals; Not investment related; He spends approximately 25% or less of his time on this activity.
CRS (Client Relationship Summary) - RIA
Click below to view Lawrence James Annello's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
March 19, 2001 - Present
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
Office #1: 10 Waterside Drive Suite 305, Farmington, CT 06032-2837RIA
CRD#: 126472
Farmington, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Connecticut(3/19/2001)
IAR
Massachusetts(10/27/2011)
IAR
New Jersey(1/24/2014)
Exams
Current Firm
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
BROADVIEW FINANCIAL PLANNING, LLC | SAGEBROADVIEW WEALTH MANAGEMENT, LLC | SAGEBROADVIEW FINANCIAL PLANNING, LLC | DHAS FINANCIAL PLANNING, LLC
CRD#: 126472 / SEC#: 801-100506
RIA
Registered Investment Advisory firm - (7/16/2015 Approved)Connecticut
Registered Investment Advisory firm - (8/12/2015 Terminated)Massachusetts
Registered Investment Advisory firm - (7/17/2015 Terminated)New Hampshire
Registered Investment Advisory firm - (11/2/2015 Terminated)New Jersey
Registered Investment Advisory firm - (7/28/2015 Terminated)New York
Registered Investment Advisory firm - (7/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
10 Waterside Drive Suite 305, Farmington, CT 06032-2837
Mailing Address
Phone number
(860) 606-3580
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 595 |
| AUM (Assets Under Management) | $ 350,339,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/16/2025 | ||
| 10/17/2024 | ||
| 09/18/2023 |
Red Flags
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Company Information
SAGEBROADVIEW WEALTH MANAGEMENT, LLC
CRD#: 126472Farmington, CT 06032-2837TRUST BUT VERIFY
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Contact information
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