Brandon L. Fritz

EATON VANCE DISTRIBUTORS

BOSTON, MA 02109

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CRD#: 4650097

Professional summary

Brandon Lewis Fritz is a registered financial professional currently at EATON VANCE DISTRIBUTORS, INC. located in Boston, Massachusetts.

Brandon is registered as a RR (Registered Representative) and started their career in finance in 2003. Brandon has worked at 4 firms and has passed the Series 63, SIE, Series 3, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Lewis Fritz's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 5, 2017 - Present

EATON VANCE DISTRIBUTORS, INC.

Office #1: 1 Post Office Square, Boston, MA 02109

CRD#: 37731

BOSTON, MA

Past

December 3, 2008 - May 10, 2017

GOLDMAN SACHS & CO. LLC

CRD#: 361

SALT LAKE CITY, UT

Past

April 16, 2007 - September 14, 2007

GLB TRADING, INC

CRD#: 125363

CHICAGO, IL

Past

May 14, 2003 - April 21, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(5/5/2017)

Exams

State Security Law Exam

Series 63

Date: 5/12/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/11/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 6/23/2003

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/2/2003

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/17/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

EATON VANCE DISTRIBUTORS, INC. | EV DISTRIBUTORS, INC. | EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731 / SEC#: , 8-47939

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

One Post Office Square, Boston, MA 02109

Mailing Address

1300 Thames Street C/o Shared Services Compliance - Registration, Baltimore, MD 21231

Phone number

(617) 482-8260

Established

Massachusetts since 07/15/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MORGAN STANLEY CAPITAL MANAGEMENT, LLC	SHAREHOLDER
FAHEY, LAWRENCE LOUIS	PRINCIPAL OPERATIONS OFFICER	2097212
FAMIGLIETTI, FRANK J	DIRECTOR	2702269
KASETA, LYNN M	CHIEF COMPLIANCE OFFICER	6451373
KUSH, ANTHONY N	PRINCIPAL FINANCIAL OFFICER, AND, FINANCIAL AND OPERATIONS PRINCIPAL OFFICER	7463692
LEFEVRE, BENJAMIN WILLIAM	TEXAS DESIGNATED PRINCIPAL	2261749
LEIMENSTOLL, ANDREW JOHN	DIRECTOR	4640636
MICHAUD, DAVID ANDREW	DIRECTOR	2730645
WITKOS, MATTHEW JOSEPH	PRESIDENT, CEO, AND DIRECTOR	2034689

Red Flags

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Firm Stability Insights

Brandon L. Fritz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Brandon Lewis Fritz's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN SACHS & CO. LLC

GLB TRADING, INC

FIS BROKERAGE & SECURITIES SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/12/2003

SIE

Date: 10/1/2018

Series 3

Date: 12/11/2009

Series 55

Date: 6/23/2003

Series 7

Date: 5/2/2003

Series 24

Date: 5/17/2011

FINRA

Current Firm

EATON VANCE DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

EATON VANCE DISTRIBUTORS, INC.

TRUST BUT VERIFY

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