Steven R. Hykes
Professional summary
Steven R Hykes, who also goes by Steven R. Hykes, is a registered financial advisor currently at CONFLUENCE FINANCIAL PARTNERS located in Grove City, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2006. Steven has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 11 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven R Hykes's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2024 - Present
CONFLUENCE FINANCIAL PARTNERS
Office #1: 115 Erie Street, Grove City, PA 16127June 29, 2023 - August 29, 2024
CETERA INVESTMENT ADVISERS LLC
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
September 3, 2013 - August 29, 2024
CETERA WEALTH SERVICES, LLC
August 30, 2010 - September 3, 2013
WALNUT STREET SECURITIES, INC.
October 9, 2006 - September 3, 2013
WALNUT STREET SECURITIES, INC.
Primary Firm SEC Registration
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(8/30/2024)
Exams
Series 11
Date: 10/6/2006
Assistant Representative-Order Processing Qualification ExamCurrent Firm
CONFLUENCE FINANCIAL PARTNERS
CRD#: 311980 / SEC#: 801-120711
Contact information
SEC notice filing (36 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 12,924 |
| AUM (Assets Under Management) | $ 5,454,175,362 |
Red Flags
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